Compliance re-Imagined

We have brought together ex-global banking compliance executives, US regulators and leading regulatory technology (RegTech) to create cost effective financial services compliance solutions for organizations of all sizes.

Solutions

  • Design and Implementation of strategic framework for Financial Crimes

    Transformation of Financial Crimes function

    Managed services for Fin Crime

    Implement structured and sustainable solutions to projects designed to meet regulatory expectations

    Develop and implement next-gen tech-based solutions for Financial Crimes such as the use of Generative AI

  • Fractional CCO, CISO, CAE and fractional BSA AML Officers for FinTech, Regional Banks, Credit Unions, RIA’s and other Financial Services Organizations

  • Support the design and implementation for regulatory remediation activity.

    Support the design and implementation of compliance function transformation

  • Automation of compliance controls, processes and testing/Monitoring

  • Design and Implementation of strategic compliance framework

    Outsourced managed services for Chief Compliance Officers

    Independent Testing (both 2LOD and 3LOD)

    Regulatory exam preparation and on-going support during the exam

    Automation of Compliance Functions through innovative solutions

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We're here to help with any compliance risk management inquiries you may have. Let us know what you need, and we'll make sure to get back to you as soon as possible.