Name *

First Name

Last Name

Phone

(###)

###

####

Is your Compliance Function going through a transformation ?

Yes

No

Are you confident the compliance controls in your firm are strong enough to with stand regulatory scrutiny?

Yes

No

Do you utilize automation/technology for compliance ?

Yes

No

Do you see an opportunity for Generative AI to be used in Compliance ?

Yes

No

Do you believe the compliance function of your organization can be outsourced and utilize a fractional CCO model?

Yes

No

Do you believe the Financial Crimes function of your organization can be outsourced and utilize a fractional BSA/AML model?

Yes

No

What is your organization?

RIA

Credit Union

Global Bank

Regional Bank

Fund Manager

Fintech

Other